Gordian Compliance Solutions is the consulting division specializing in regulatory compliance services for investment advisers, broker-dealers, private fund managers, and futures professionals. Their clients operate throughout the United States, ranging in size from start-up businesses to reputable multi-national firms. Gordian Compliance Solutions is based in the San Francisco Bay Area and has offices in New York and Florida.
ADA Compliance Consultants are an inspection, evaluation, and civil consulting design firm with a single focus. They inspect the premises, evaluate them thoroughly and provide practical answers and a plan to increase accessibility. They design everything in-house for contractor/vendor use and provide both pre and post-inspection.
RIA Compliance Consultants, Inc. provides consultations, tools, training, and a compliance community for registered investment advisor firms. They are passionate about helping investment adviser firms build and maintain robust investment advisor compliance programs so that they can do the right things for their clients. They collaborate with the investment advisor firm to identify regulatory challenges and work with the investment advisory firm’s managing principal and chief compliance officer to build and implement best practices.
Duff & Phelps is the world’s premier provider of governance, risk, and transparency solutions. They work with clients across diverse sectors in valuation, corporate finance, disputes and investigations, cybersecurity, claims administration, and regulatory compliance. They are the leader in complex business services and claims administration; their firm has nearly 4,000 professionals in 25 countries worldwide.
Make Compliance Simple was born in 2014; they are a full-service-boutique compliance firm equipped to provide custom-made solutions that fit the unique business. They serve clients in Santa Clara, Santa Cruz, San Benito, and Monterey Counties. Some of the credentials include, California Dental Board-Certified Continuing Education Credit Provider, Extensive training and certification in HR, Extensive training and certification in HIPAA, Certified Cal-OSHA Trainer.
SEC3 Compliance Consultants has over 100 years of combined experience in investment management regulation and compliance. Their professionals have served as SEC regulators, chief compliance officers, experienced securities attorneys, and senior management of investment advisers, broker-dealers, and fund administrators. They offer a full suite of compliance and regulatory services to hedge fund, private equity, and real estate managers and other advisers as well as investment companies and broker-dealers.
Compliance & Competition Consultants connect to make certain that the clients spend their time focused on growing their business and serving their customers, and not struggling with ensuring that compliance does not consume valuable management time. They provide a risk assessment to arm management and the board of directors with the tools needed to satisfy their obligations to demonstrate that they have addressed the enterprise’s risks as it makes its business decisions.
NRS Consultants combine their knowledge of regulations and industry best practices to deliver comprehensive and realistic guidance designed to meet the specific business needs. NRS built its business and developed its market-leading position by providing its clients with clear, concise, and practical consulting. NRS Consultant interacts with hundreds of Investment Advisers, large and small. This exposure, combined with individual expertise, allows us to stay at the forefront of the industry trends and best practices.
Polaris Compliance Consultants, Inc. implements an entirely remote workforce plan in which their staff can work safely from their home offices and secure access to all of the usual business resources. They are open for business and can continue to provide services tailored to the particular restrictive social environment. Polaris’ regulatory experts have conducted audits across 24 countries and five continents. They deliver timely, thorough, and well-written audit reports.
Manex Inc. works hand in hand with each firm to increase competitiveness, reduce cost, reduce risk, grow sales, retail sales, develop winning strategies, gain quality certifications and food safety certifications, evaluate. They are economic developers focused on manufacturing and manufacturing supply chains. They come from accurate world manufacturing with successful Strategy, Planning, and OE backgrounds.
Protiviti is a global consulting company that delivers deep expertise, objective insights, a tailored approach, and unparalleled collaboration to help leaders confidently face the future. Protiviti shares diverse ideas and experiences, grow professionally and personally and collaborate to create a better future for clients and the communities.
Experian reveals the power of data to create opportunities for consumers, businesses, and society. They permit consumers and clients to manage their data with confidence so they can maximize every opportunity. They help individuals take financial control and access financial services, businesses make a more intelligent decision and thrive, lenders lend more responsibly, and organizations prevent identity fraud and crime.
Simon compliance team brings a practical market perspective to compliance. They understand the commercial component of the business and know how to assess and manage the risks. They create the customized compliance solution using their expertise and a collaborative approach, offering carefully considered advice and accessible, responsive service at every step along the way.
U.S. Compliance Consultants offers customized registration and compliance services to investment advisers, hedge fund managers, family offices, private equity firms, and other domestic and foreign investment managers. They limit the number of clients, so each client receives the maximum amount of attention and care as the fact that the majority of their clients have been with them for over ten years speaks for itself.
MCC’s primary function is to provide regulatory compliance support to mortgage industry participants from loan Brokers to Institutional Investors. MCC build out and implement a Compliance Management System or provide overflow support. They provide a dedicated employee or contractor to serve as the designated Compliance Officer to meet industry requirements.
Foresite is a global service provider, dispensing a range of managed security and consulting solutions intended to comfort clients meet their information security and compliance objectives. Foresite’s solutions authorize organizations with vigilance and expertise to proactively identify, respond to, and remediate cyber-attacks and breaches where they occur.
Spark Compliance Consulting is a unique consulting company focusing on empowering the compliance function within business operations and the importance of establishing and maintaining an ethical culture. Spark Compliance focuses on providing results to compliance and ethics programs, taking into account each organization’s unique objectives, culture, and way of doing business to ensure that solutions are effectively implemented and maintainable over the long-term.
Compliance Consultants, Inc (CCI) helps their clients manage their unique safety and environmental needs in a way that other more extensive security consulting companies cannot. CCI projects can range from a single office workspace ergonomic evaluation to full-time project safety management for multi-million-dollar construction projects.
CRC is a business-focused team of senior compliance consultants and executives who furnish top-tier compliance advisory services to clients on an as-needed, project, or part-time basis. They provide the clients with the critical skills and expertise required to establish, maintain and enhance a balanced and effective compliance operational risk management program.
The Jacobson Group partner with the industry in executive search and traditional professional recruiting capacities; we also recognize that expanding staffing levels is not always cost-effective, nor expeditious enough, the solution to meet the talent demands created by the industry’s special projects, peak periods, and unforeseen needs. They offer temporary support across all functional areas and at all levels for insurance organizations nationwide.
Arthur J. Gallagher & Co. is an international group of companies and many other merger partners and entities. They provide cost-effective, client-centric, and expertise-driven risk management solutions. Their leadership team fosters a dynamic, entrepreneurial culture that has made them an innovator in creating new products and services for our clients.