SEC3 Compliance Consultants

SEC3 Compliance Consultants has over 100 years of combined experience in investment management regulation and compliance. Their professionals have served as SEC regulators, chief compliance officers, experienced securities attorneys, and senior management of investment advisers, broker-dealers, and fund administrators. They offer a full suite of compliance and regulatory services to hedge fund, private equity, and real estate managers and other advisers as well as investment companies and broker-dealers.